Chief Compliance Officer
Nicole joined FP in 2010, bringing experience in compliance, supervision, and operations gained from other Registered Investment Advisers and broker-dealers. She is responsible for internal policies, supervising FP’s financial planning teams, acting as a liaison with regulators, and overseeing accounting and human resources functions. She holds a degree in Finance and Communications and holds FINRA Series 4, 7, 24, and 65 securities licenses.
Nicole lives in Victoria, MN with her husband, Tom. They have two daughters, Ande and Maizey. In her free time, she enjoys traveling, staying active, and spending time with friends and family.